SEC Form 4 · accession 0001209191-17-037864
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | S$0 | 0 | $0.00 | D | 219,010 | I | Spouse |
| Common StockF1,F2,F3 | Jun 1, 2017 | S | 5,600 | $58.24 | D | 53,548 | I | Jones Family Foundation |
| Common StockF1,F2 | Jun 1, 2017 | S | 14,000 | $58.24 | D | 550,769 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on June 1, 2017, ranging from $57.80 to $58.65.
- F3Shares owned by the Jones Family Foundation, to which Mr. Jones has no pecuniary interest.