SEC Form 4/A · accession 0001209191-17-037859
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard H Jones
Director
Period of report
May 15, 2017
Accepted (ET)
Jun 5, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | S$0 | 0 | $0.00 | D | 219,010 | I | Spouse |
| Common StockF1,F2,F3 | May 15, 2017 | S | 5,600 | $55.65 | D | 59,148 | I | Jones Family Foundation |
| Common StockF1,F2 | May 15, 2017 | S | 14,000 | $55.65 | D | 564,769 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on May 15, 2017, ranging from $55.00 and $55.95.
- F3Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.