SEC Form 5 · accession 0001209191-17-011188
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Trefler
Officer — C.E.O. & Chairman
Period of report
Dec 31, 2016
Accepted (ET)
Feb 15, 2017 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | G | 50,000 | $0.00 | D | 39,455,998 | D | |
| Common StockF2 | Dec 13, 2016 | G | 6,750 | $0.00 | D | 39,449,248 | D | |
| Common StockF3 | Dec 13, 2016 | G | 30,000 | $0.00 | D | 39,419,248 | D | |
| Common StockF1 | Dec 13, 2016 | G | 55,000 | $0.00 | D | 39,364,248 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gifts made to charitable organizations other than The Trefler Foundation.
- F2Represents gifts made to family members and others.
- F3Represents charitable gifts made to The Trefler Foundation, of which Mr. Trefler is a trustee. Mr. Trefler has no pecuniary interest in, and expressly disclaims beneficial ownership of the shares of Pegasystems Inc. stock which are held by The Trefler Foundation. Mr. Trefler retains voting and dispositive control over such shares.