SEC Form 4 · accession 0001209191-16-142277
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 19, 2016 | S | 334 | $28.02 | D | 66,009 | I | Jones Family Foundation |
| Common StockF1,F2 | Sep 19, 2016 | S | 666 | $28.02 | D | 616,260 | D | |
| Common StockF1,F4,F3 | Sep 20, 2016 | S | 600 | $28.18 | D | 65,409 | I | Jones Family Foundation |
| Common StockF1,F4 | Sep 20, 2016 | S | 1,200 | $28.18 | D | 615,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on September 19, 2016, ranging from $28.01 to $28.06.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F4Represents the weighted average of the sale prices on September 20, 2016, ranging from $28.09 to $28.31.