SEC Form 4 · accession 0001209191-16-142039
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 9/16/2016F1,F2,F3 | Sep 16, 2016 | S | 1,333 | $28.00 | D | 66,343 | I | Jones Family Foundation |
| 9/16/2016F1,F2 | Sep 16, 2016 | S | 2,667 | $28.00 | D | 616,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on September 16, 2016, ranging from $28.00 to $28.01.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.