SEC Form 4 · accession 0001209191-16-132732
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Jul 12, 2016
Accepted (ET)
Jul 14, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 12, 2016 | S | 2,300 | $28.04 | D | 72,709 | I | Jones Family Foundation |
| Common StockF1,F2 | Jul 12, 2016 | S | 4,600 | $28.04 | D | 628,509 | D | |
| Common StockF1,F4,F3 | Jul 13, 2016 | S | 133 | $28.42 | D | 72,576 | I | Jones Family Foundation |
| Common StockF1,F4 | Jul 13, 2016 | S | 267 | $28.42 | D | 628,242 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on July 12, 2016, ranging from $28.00 to $28.15.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F4Represents the weighted average of the sale prices on July 13, 2016, ranging from $28.41 to $28.43.