SEC Form 4 · accession 0001209191-16-129404
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Jun 22, 2016
Accepted (ET)
Jun 23, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 22, 2016 | S | 600 | $28.49 | D | 77,389 | I | Jones Family Foundation |
| Common StockF1,F2 | Jun 22, 2016 | S | 1,200 | $28.49 | D | 637,709 | D | |
| Common StockF1,F4,F3 | Jun 23, 2016 | S | 1,600 | $28.74 | D | 75,709 | I | Jones Family Foundation |
| Common StockF1,F4 | Jun 23, 2016 | S | 3,200 | $28.74 | D | 634,509 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on June 22, 2016, ranging from $28.45 to $28.53.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F4Represents the weighted average of the sale prices on June 22, 2016, ranging from $28.59 to $28.97.