SEC Form 4 · accession 0001209191-16-128653
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 15, 2016 | S | 200 | $28.01 | D | 81,789 | I | Jones Family Foundation |
| Common StockF1 | Jun 15, 2016 | S | 400 | $28.01 | D | 646,509 | D | |
| Common StockF1,F3,F2 | Jun 16, 2016 | S | 800 | $28.31 | D | 80,989 | I | Jones Family Foundation |
| Common StockF1,F3 | Jun 16, 2016 | S | 1,600 | $28.31 | D | 644,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F3Represents the weighted average of the sale prices on June 16, 2016, ranging from $28.30 to $28.31.