SEC Form 4 · accession 0001209191-16-126629
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 6, 2016 | S | 100 | $27.41 | D | 83,798 | I | Jones Family Foundation |
| Common StockF1,F2 | Jun 6, 2016 | S | 200 | $27.41 | D | 649,358 | D | |
| Common StockF1,F4,F3 | Jun 7, 2016 | S | 1,800 | $28.00 | D | 81,998 | I | Jones Family Foundation |
| Common StockF1,F4 | Jun 7, 2016 | S | 3,600 | $28.00 | D | 645,758 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on June 6, 2016, ranging from $27.40 to $27.42.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F4Represents the weighted average of the sale prices on June 7, 2016, ranging from $28.00 to $28.05.