SEC Form 4 · accession 0001209191-16-121809
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 17, 2016 | S | 200 | $25.50 | D | 85,398 | I | Jones Family Foundation |
| Common StockF1,F2 | May 17, 2016 | S | 400 | $25.50 | D | 652,558 | D | |
| Common StockF1,F4,F3 | May 18, 2016 | S | 100 | $25.41 | D | 85,298 | I | Jones Family Foundation |
| Common StockF1,F4 | May 18, 2016 | S | 200 | $25.41 | D | 652,358 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on May 17, 2016, ranging from $25.33 and $25.63.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F4Represents the weighted average of the sale prices on May 18, 2016, ranging from $25.41 and $24.42.