SEC Form 4 · accession 0001209191-16-114874
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Apr 15, 2016
Accepted (ET)
Apr 19, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 15, 2016 | S | 200 | $24.91 | D | 87,198 | I | Jones Family Foundation |
| Common StockF1,F2 | Apr 15, 2016 | S | 400 | $24.91 | D | 656,158 | D | |
| Common StockF1,F4,F3 | Apr 18, 2016 | S | 400 | $25.89 | D | 86,798 | I | Jones Family Foundation |
| Common StockF1,F4 | Apr 18, 2016 | S | 800 | $25.89 | D | 655,358 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Represents the weighted average of the sale prices on April 15, 2016, ranging from $24.91 to $24.93.
- F3Shares owned by the Jones Family Foundation, as which Mr. Jones has no pecuniary interest.
- F4Represents the weighted average of the sale prices on April 18, 2016, ranging from $25.34 to $26.39.