SEC Form 4 · accession 0001209191-16-111603
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Jones
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2016 | S | 110 | $25.01 | D | 88,068 | I | Jones Family Foundation |
| Common StockF1 | Mar 30, 2016 | S | 240 | $25.01 | D | 657,888 | D | |
| Common StockF1,F3,F2 | Mar 31, 2016 | S | 170 | $25.34 | D | 87,898 | I | Jones Family Foundation |
| Common StockF1,F3 | Mar 31, 2016 | S | 330 | $25.34 | D | 657,558 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Shares owned by the Jones Family Foundation, as to which Mr. Jones has no pecuniary interest.
- F3Represents the weighted average of the sale prices on March 31, 2016, ranging from $25.30 to $25.40.