SEC Form 5 · accession 0001209191-16-095743
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Trefler
Officer — C.E.O. & Chairman
Period of report
Dec 31, 2015
Accepted (ET)
Feb 4, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | G | 8,000 | $0.00 | D | 39,586,998 | D | |
| Common StockF2 | Dec 17, 2015 | G | 30,000 | $0.00 | D | 39,556,998 | D | |
| Common StockF1 | Dec 18, 2015 | G | 1,000 | $0.00 | D | 39,555,998 | D | |
| Common StockF3 | Dec 18, 2015 | G | 50,000 | $0.00 | D | 39,505,998 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gift(s) made to family member(s) and/or other(s).
- F2Represents charitable gifts made to the Trefler Foundation, of which Mr. Trefler is a trustee. Mr. Trefler has no pecuniary interest in, and expressly disclaims beneficial ownership of the shares of Pegasystems Inc. stock which are held by the Trefler Foundation. Mr. Trefler retains voting and dispositive ownership over such shares.
- F3Represents other gifts made to charitable organizations.