SEC Form 4 · accession 0001209191-15-065260

PEGASYSTEMS INC · PEGA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP of Finance & CAO

Period of report

Aug 10, 2015

Accepted (ET)

Aug 11, 2015 · 4:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001013857

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 10, 2015	M	140	$0.00	A	140	D
Common Stock^F1	Aug 10, 2015	F	108	$26.95	D	32	D
Common Stock	Aug 10, 2015	S	32	$26.97	D	0	D
Common Stock	Aug 10, 2015	M	150	$0.00	A	150	D
Common Stock^F1	Aug 10, 2015	F	106	$26.95	D	44	D
Common Stock	Aug 10, 2015	S	44	$26.97	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$17.55	Aug 10, 2015	M	140	D	Dec 14, 2011	Dec 14, 2020	Common Stock	2,810	282	D
Stock Options^F3	$15.19	Aug 10, 2015	M	150	D	Dec 14, 2012	Dec 14, 2021	Common Stock	2,998	900	D

F1Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.
F2Options vested 20% on December 14, 2011, with the remaining 80% vesting in equal quarterly installments over the next four years.
F3Options vested 20% on December 14, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.