SEC Form 4 · accession 0001209191-15-027128

PEGASYSTEMS INC · PEGA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP of Finance & CAO

Period of report

Mar 16, 2015

Accepted (ET)

Mar 17, 2015 · 5:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001013857

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 16, 2015	M	50	$0.00	A	1,043	D
Common Stock	Mar 16, 2015	F	19	$20.51	D	1,024	D
Common Stock^F2	Mar 16, 2015	M	58	$0.00	A	1,082	D
Common Stock	Mar 16, 2015	F	22	$20.51	D	1,060	D
Common Stock^F3	Mar 16, 2015	M	32	$0.00	A	1,092	D
Common Stock	Mar 16, 2015	F	13	$20.51	D	1,079	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F1,F5	$0.00	Mar 16, 2015	M	50	D	Dec 14, 2011	—	Common Stock	1,006	152	D
Restricted Stock Units^F4,F2,F5	$0.00	Mar 16, 2015	M	58	D	Dec 14, 2012	—	Common Stock	1,164	408	D
Restricted Stock Units^F4,F3,F5	$0.00	Mar 16, 2015	M	32	D	Jun 15, 2011	—	Common Stock	648	34	D

F1Represents 5% vesting on March 14, 2015. The original grant was 1006 restricted stock units, with 20% vesting on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
F2Represents 5% vesting on March 14, 2015. The original grant was 1164 restricted stock units, with 20% vesting on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
F3Represents 5% vesting on March 15, 2015. The original grant was 648 restricted stock units, with 20% vesting on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
F4Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
F5Once vested, the shares of common stock are not subject to expiration.