SEC Form 5 · accession 0001209191-15-014473
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Trefler
Officer — C.E.O. & Chairman
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2014 | G | 10,800 | $0.00 | D | 39,684,998 | D | |
| Common StockF3 | Dec 18, 2014 | G | 60,000 | $0.00 | D | 39,624,998 | D | |
| Common StockF4 | Dec 18, 2014 | G | 30,000 | $0.00 | D | 39,594,998 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gifts made on the same day to various family members and others.
- F2The number of shares beneficially owned has been adjusted to reflect the 2-for-1 stock split that occured on April 1, 2014.
- F3Represents charitable gifts made to the Trefler Foundation, of which Mr. Trefler is a trustee. Mr. Trefler has no pecuniary interest in and expressly disclaims beneficial ownership of the shares of Pegasystems Inc. stock which are held by the Trefler Foundation. Mr. Trefler retains voting and dispositive ownership over such shares.
- F4Represents a gift made to a charitable organization.