SEC Form 4 · accession 0001209191-15-001071
PEGASYSTEMS INC · PEGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas I Kra
Officer — Senior VP, Pega Consulting
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 1,668 | $0.00 | A | 29,580 | D | |
| Common StockF1 | Jan 2, 2015 | F | 848 | $20.89 | D | 28,732 | D | |
| Common StockF2,F3 | Jan 2, 2015 | S | 820 | $20.86 | D | 27,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $4.34 | Jan 2, 2015 | M | 1,668 | D | Dec 8, 2006 | Dec 8, 2015 | Common Stock | 40,000 | 33,328 | D |
Explanation of responses
- F1Represents the exercise price of the stock option referenced in Table II, which was paid by way of withholding by the Compnay with a value equal to the exercise price.
- F2Sold pursuant to the pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F3Represents the weighted average of sale prices on 1/02/2015, ranging from $20.83 to $20.92.