SEC Form 4 · accession 0001127602-18-036162
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Benjamin Morris
Officer — Executive Vice President
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 147 | $41.37 | A | 8,923 | D | |
| Common Stock | holding | — | — | — | 523 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $41.37 | Dec 11, 2018 | M | 147 | D | Jan 1, 2012 | Jan 1, 2019 | Common Stock | 147 | 0 | D |