SEC Form 4 · accession 0001127602-18-033289
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Terry
Officer — Chief Lending Officer
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2018 | M | 1,500 | $40.93 | A | 28,948 | D | |
| Common Stock | Nov 14, 2018 | S | 957 | $65.2253 | D | 27,991 | D | |
| Common Stock | Nov 14, 2018 | M | 845 | $41.37 | A | 28,836 | D | |
| Common Stock | Nov 14, 2018 | S | 645 | $65.2253 | D | 28,191 | D | |
| Common Stock | holding | — | — | — | 4,376 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.93 | Nov 14, 2018 | M | 1,500 | D | Oct 17, 2008 | Nov 17, 2018 | Common Stock | 1,500 | 0 | D |
| Stock Option (Right to Buy) | $41.37 | Nov 14, 2018 | M | 845 | D | Jan 1, 2012 | Jan 1, 2019 | Common Stock | 845 | 0 | D |