SEC Form 4 · accession 0001127602-18-026818
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | S | 100 | $75.56 | D | 2,106,486 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.56 | D | 2,106,386 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.56 | D | 2,106,286 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.555 | D | 2,106,186 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.555 | D | 2,106,086 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.555 | D | 2,105,986 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.555 | D | 2,105,886 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 200 | $75.555 | D | 2,105,686 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.55 | D | 2,105,586 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 5 | $75.55 | D | 2,105,581 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.55 | D | 2,105,481 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 895 | $75.55 | D | 2,104,586 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.528 | D | 2,104,486 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.525 | D | 2,104,386 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 400 | $75.51 | D | 2,103,986 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 300 | $75.51 | D | 2,103,686 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 300 | $75.51 | D | 2,103,386 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.50 | D | 2,103,286 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.50 | D | 2,103,186 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.50 | D | 2,103,086 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 100 | $75.50 | D | 2,102,986 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Sep 4, 2018 | S | 300 | $75.50 | D | 2,102,686 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | holding | — | — | — | 189,937 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common StockF1 | holding | — | — | — | 1,968 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.