SEC Form 4 · accession 0001127602-18-022882
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 5, 2018 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2018 | S | 100 | $77.00 | D | 2,108,686 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.00 | D | 2,108,586 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.005 | D | 2,108,486 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.01 | D | 2,108,386 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.0125 | D | 2,108,286 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 200 | $77.0125 | D | 2,108,086 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.03 | D | 2,107,986 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.03 | D | 2,107,886 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.03 | D | 2,107,786 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.115 | D | 2,107,686 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 400 | $77.1701 | D | 2,107,286 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.1701 | D | 2,107,186 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.21 | D | 2,107,086 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 100 | $77.2101 | D | 2,106,986 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 200 | $77.24 | D | 2,106,786 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Jul 3, 2018 | S | 200 | $77.24 | D | 2,106,586 | I | By Trust - RC Kemper Irrevocable Trust |
| Common StockF1 | holding | — | — | — | 189,937 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,939 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock.