SEC Form 4 · accession 0001127602-18-016832
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pauls
Officer — EVP & General Counsel
Period of report
May 8, 2018
Accepted (ET)
May 9, 2018 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2018 | M | 900 | $40.93 | A | 5,840 | D | |
| Common Stock | May 8, 2018 | S | 100 | $78.51 | D | 5,740 | D | |
| Common Stock | May 8, 2018 | S | 327 | $78.5157 | D | 5,413 | D | |
| Common Stock | May 8, 2018 | S | 43 | $78.5438 | D | 5,370 | D | |
| Common Stock | holding | — | — | — | 747 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.93 | May 8, 2018 | M | 900 | D | Oct 17, 2011 | Nov 17, 2018 | Common Stock | 900 | 0 | D |
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock.