SEC Form 4 · accession 0001127602-18-016100
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 2, 2018
Accepted (ET)
May 2, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | S | 100 | $77.00 | D | 2,111,386 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 20 | $77.07 | D | 2,111,366 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 80 | $77.05 | D | 2,111,286 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 59 | $77.05 | D | 2,111,227 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 20 | $77.05 | D | 2,111,207 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 61 | $77.05 | D | 2,111,146 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 100 | $77.05 | D | 2,111,046 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | May 2, 2018 | S | 60 | $77.05 | D | 2,110,986 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | holding | — | — | — | 189,660 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,939 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation |
Table II — derivative securities
No Table II lines on this filing.