SEC Form 4 · accession 0001127602-18-015609
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Feb 1, 2018
Accepted (ET)
Apr 30, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | S | 2,200 | $75.68 | D | 2,137,586 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.50 | D | 2,137,486 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.54 | D | 2,137,386 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 40 | $77.51 | D | 2,137,346 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.34 | D | 2,137,246 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.34 | D | 2,137,146 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 400 | $77.34 | D | 2,136,746 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 1,400 | $77.34 | D | 2,135,346 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 600 | $77.34 | D | 2,134,746 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 200 | $77.34 | D | 2,134,546 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 3,200 | $77.34 | D | 2,131,346 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 200 | $77.38 | D | 2,131,146 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.46 | D | 2,131,046 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 300 | $77.46 | D | 2,130,746 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 400 | $77.46 | D | 2,130,346 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 3,200 | $77.46 | D | 2,127,146 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 500 | $77.46 | D | 2,126,646 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 200 | $77.46 | D | 2,126,446 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.46 | D | 2,126,346 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 1,800 | $77.46 | D | 2,124,546 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.465 | D | 2,124,446 | I | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Apr 27, 2018 | S | 100 | $77.465 | D | 2,124,346 | I | By Trust - RC Kemper Irrevocable Trust |
| Common StockF1 | holding | — | — | — | 189,660 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,939 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through dividend reinvestment of restricted stock shares