SEC Form 4 · accession 0001127602-18-007212

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Accounting Officer

Period of report

Feb 16, 2018

Accepted (ET)

Feb 20, 2018 · 4:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 16, 2018	M	1,672	$47.68	A	8,403	D
Common Stock	Feb 16, 2018	M	959	$45.58	A	9,362	D
Common Stock	Feb 16, 2018	S	375	$76.1515	D	8,987	D
Common Stock	Feb 16, 2018	S	85	$76.20	D	8,902	D
Common Stock	Feb 16, 2018	S	202	$76.22	D	8,700	D
Common Stock	Feb 16, 2018	S	147	$76.24	D	8,553	D
Common Stock	Feb 16, 2018	S	2	$76.26	D	8,551	D
Common Stock	Feb 16, 2018	S	12	$76.27	D	8,539	D
Common Stock	Feb 16, 2018	S	564	$76.284	D	7,975	D
Common Stock	Feb 16, 2018	S	5	$76.31	D	7,970	D
Common Stock	Feb 16, 2018	S	100	$76.32	D	7,870	D
Common Stock	Feb 16, 2018	S	102	$76.33	D	7,768	D
Common Stock	Feb 16, 2018	S	1	$76.34	D	7,767	D
Common Stock	Feb 16, 2018	S	2	$76.36	D	7,765	D
Common Stock	Feb 16, 2018	S	60	$76.37	D	7,705	D
Common Stock	Feb 16, 2018	S	204	$76.41	D	7,501	D
Common Stock	Feb 16, 2018	S	100	$76.45	D	7,401	D
Common Stock	Feb 16, 2018	S	434	$76.46	D	6,967	D
Common Stock	Feb 16, 2018	S	100	$76.52	D	6,867	D
Common Stock	Feb 16, 2018	S	959	$76.4601	D	5,908	D
Common Stock	Feb 16, 2018	M	900	$40.93	A	6,808	D
Common Stock	Feb 16, 2018	F	490	$75.27	D	6,318	D
Common Stock	holding	—	—		—	246	I	by ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$47.68	Feb 16, 2018	M	1,672	D	Feb 5, 2018	Feb 5, 2026	Common Stock	1,672	1,673	D
Stock Option (Right to Buy)	$45.58	Feb 16, 2018	M	959	D	Jan 1, 2016	Jan 1, 2023	Common Stock	959	0	D
Stock Option (Right to Buy)	$40.93	Feb 16, 2018	M	900	D	Nov 17, 2011	Nov 17, 2018	Common Stock	900	0	D