SEC Form 4 · accession 0001127602-18-004471
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian R Swett
Officer — EVP/Chief Credit Officer
Period of report
Feb 6, 2018
Accepted (ET)
Feb 7, 2018 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2018 | M | 1,400 | $40.93 | A | 8,758 | D | |
| Common Stock | holding | — | — | — | 902 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.93 | Feb 6, 2018 | M | 1,400 | D | Oct 17, 2011 | Nov 7, 2018 | Common Stock | 1,400 | 0 | D |