SEC Form 4 · accession 0001127602-18-004409
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pauls
Officer — EVP & General Counsel
Period of report
Aug 18, 2017
Accepted (ET)
Feb 6, 2018 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2017 | G | 200 | $0.00 | D | 4,355 | D | |
| Common StockF1 | Feb 5, 2018 | F | 46 | $73.13 | D | 4,324 | D | |
| Common StockF2 | holding | — | — | — | 747 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock.
- F2Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.