SEC Form 4 · accession 0001127602-18-002852
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Jan 26, 2018
Accepted (ET)
Jan 29, 2018 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | S | 500 | $76.65 | D | 185,676 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.63 | D | 185,576 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.60 | D | 185,476 | D | |
| Common Stock | Jan 26, 2018 | S | 200 | $76.59 | D | 185,276 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.58 | D | 185,176 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.57 | D | 185,076 | D | |
| Common Stock | Jan 26, 2018 | S | 300 | $76.56 | D | 184,776 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.55 | D | 184,676 | D | |
| Common Stock | Jan 26, 2018 | S | 200 | $76.46 | D | 184,476 | D | |
| Common Stock | Jan 26, 2018 | S | 200 | $76.44 | D | 184,276 | D | |
| Common Stock | Jan 26, 2018 | S | 300 | $76.43 | D | 183,976 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.425 | D | 183,876 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.40 | D | 183,776 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.39 | D | 183,676 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.32 | D | 183,576 | D | |
| Common Stock | Jan 26, 2018 | S | 100 | $76.24 | D | 183,476 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,939 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,139,786 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.