SEC Form 4 · accession 0001127602-17-034580
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian R Swett
Officer — EVP/Chief Credit Officer
Period of report
Dec 13, 2017
Accepted (ET)
Dec 13, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2017 | S | 1,213 | $73.55 | D | 8,479 | D | |
| Common Stock | Dec 13, 2017 | S | 15 | $73.50 | D | 8,464 | D | |
| Common Stock | Dec 13, 2017 | S | 634 | $73.40 | D | 7,830 | D | |
| Common StockF2 | holding | — | — | — | 895 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock.
- F2Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.