SEC Form 4 · accession 0001127602-17-033475
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Macke
Officer — Executive Vice President
Period of report
Nov 29, 2017
Accepted (ET)
Nov 29, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | S | 1,332 | $75.50 | D | 7,444 | D | |
| Common StockF2 | holding | — | — | — | 3,226 | I | By 401k | |
| Common StockF3 | holding | — | — | — | 265 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock.
- F2Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
- F3Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.