SEC Form 4 · accession 0001127602-17-020982
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Hagedorn
Officer — President of Subsidiary
Period of report
Jun 8, 2017
Accepted (ET)
Jun 8, 2017 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 7,408 | $45.58 | A | 66,743 | D | |
| Common Stock | Jun 8, 2017 | M | 6,043 | $57.40 | A | 72,786 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.33 | D | 72,686 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.41 | D | 72,586 | D | |
| Common Stock | Jun 8, 2017 | S | 58 | $74.29 | D | 72,528 | D | |
| Common Stock | Jun 8, 2017 | S | 42 | $74.27 | D | 72,486 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.36 | D | 72,386 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.315 | D | 72,286 | D | |
| Common Stock | Jun 8, 2017 | S | 190 | $74.38 | D | 72,096 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.39 | D | 71,996 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.37 | D | 71,896 | D | |
| Common Stock | Jun 8, 2017 | S | 200 | $74.35 | D | 71,696 | D | |
| Common Stock | Jun 8, 2017 | S | 25 | $74.30 | D | 71,671 | D | |
| Common Stock | Jun 8, 2017 | S | 75 | $74.28 | D | 71,596 | D | |
| Common Stock | Jun 8, 2017 | S | 300 | $74.40 | D | 71,296 | D | |
| Common Stock | Jun 8, 2017 | S | 200 | $74.32 | D | 71,096 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.43 | D | 70,996 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.57 | D | 70,896 | D | |
| Common Stock | Jun 8, 2017 | S | 300 | $74.45 | D | 70,596 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.65 | D | 70,496 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.58 | D | 70,396 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.70 | D | 70,296 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.69 | D | 70,196 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $74.94 | D | 70,096 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $75.00 | D | 69,996 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $75.06 | D | 69,896 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $75.05 | D | 69,796 | D | |
| Common Stock | Jun 8, 2017 | S | 35 | $75.40 | D | 69,761 | D | |
| Common Stock | Jun 8, 2017 | S | 100 | $75.42 | D | 69,661 | D | |
| Common Stock | holding | — | — | — | 260 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $45.58 | Jun 8, 2017 | M | 7,408 | D | Jan 1, 2016 | Jan 1, 2023 | Common Stock | 7,408 | 2,648 | D |
| Stock Option (Right to Buy)F1 | $57.40 | Jun 8, 2017 | M | 6,043 | D | Jan 1, 2017 | Jan 1, 2024 | Common Stock | 6,043 | 6,044 | D |
Explanation of responses
- F1Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019