SEC Form 4 · accession 0001127602-17-017602

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of Subsidiary

Period of report

May 9, 2017

Accepted (ET)

May 10, 2017 · 6:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	May 9, 2017	M	533	$45.58	A	59,868	D
Common Stock	May 9, 2017	M	2,267	$39.97	A	62,135	D
Common Stock	May 9, 2017	S	200	$74.21	D	61,935	D
Common Stock	May 9, 2017	S	100	$74.01	D	61,835	D
Common Stock	May 9, 2017	S	100	$74.27	D	61,735	D
Common Stock	May 9, 2017	S	100	$74.40	D	61,635	D
Common Stock	May 9, 2017	S	100	$74.05	D	61,535	D
Common Stock	May 9, 2017	S	100	$74.19	D	61,435	D
Common Stock	May 9, 2017	S	100	$74.13	D	61,335	D
Common Stock	May 9, 2017	S	100	$74.135	D	61,235	D
Common Stock	May 9, 2017	S	200	$74.04	D	61,035	D
Common Stock	May 9, 2017	S	100	$74.09	D	60,935	D
Common Stock	May 9, 2017	S	600	$74.00	D	60,335	D
Common Stock	May 9, 2017	S	200	$74.02	D	60,135	D
Common Stock	May 9, 2017	S	100	$74.11	D	60,035	D
Common Stock	May 9, 2017	S	300	$74.03	D	59,735	D
Common Stock	May 9, 2017	S	200	$74.07	D	59,535	D
Common Stock	May 9, 2017	S	200	$74.06	D	59,335	D
Common Stock	holding	—	—		—	260	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$45.58	May 9, 2017	M	533	D	Jan 1, 2016	Jan 1, 2023	Common Stock	533	10,056	D
Stock Option (Right to Buy)^F1	$39.97	May 9, 2017	M	2,267	D	Jan 1, 2015	Jan 1, 2022	Common Stock	2,267	0	D