SEC Form 4 · accession 0001127602-17-016700
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | S | 300 | $72.69 | D | 189,208 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.66 | D | 189,008 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.65 | D | 188,908 | D | |
| Common Stock | May 2, 2017 | S | 500 | $72.57 | D | 188,408 | D | |
| Common Stock | May 2, 2017 | S | 600 | $72.60 | D | 187,808 | D | |
| Common Stock | May 2, 2017 | S | 1,030 | $72.62 | D | 186,778 | D | |
| Common Stock | May 2, 2017 | S | 405 | $72.64 | D | 186,373 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.