SEC Form 4 · accession 0001127602-17-016698
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | S | 100 | $72.38 | D | 198,306 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.245 | D | 198,006 | D | |
| Common Stock | May 2, 2017 | S | 500 | $72.39 | D | 197,506 | D | |
| Common Stock | May 2, 2017 | S | 361 | $72.33 | D | 197,145 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.42 | D | 196,845 | D | |
| Common Stock | May 2, 2017 | S | 205 | $72.37 | D | 196,640 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.35 | D | 196,540 | D | |
| Common Stock | May 2, 2017 | S | 734 | $72.40 | D | 195,806 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.36 | D | 195,506 | D | |
| Common Stock | May 2, 2017 | S | 202 | $72.46 | D | 195,304 | D | |
| Common Stock | May 2, 2017 | S | 600 | $72.43 | D | 194,704 | D | |
| Common Stock | May 2, 2017 | S | 700 | $72.41 | D | 194,004 | D | |
| Common Stock | May 2, 2017 | S | 400 | $72.44 | D | 193,604 | D | |
| Common Stock | May 2, 2017 | S | 500 | $72.45 | D | 193,104 | D | |
| Common Stock | May 2, 2017 | S | 842 | $72.47 | D | 192,262 | D | |
| Common Stock | May 2, 2017 | S | 490 | $72.50 | D | 191,772 | D | |
| Common Stock | May 2, 2017 | S | 310 | $72.56 | D | 191,462 | D | |
| Common Stock | May 2, 2017 | S | 857 | $72.48 | D | 190,605 | D | |
| Common Stock | May 2, 2017 | S | 16 | $72.70 | D | 190,589 | D | |
| Common Stock | May 2, 2017 | S | 481 | $72.72 | D | 190,108 | D | |
| Common Stock | May 2, 2017 | S | 400 | $72.74 | D | 189,708 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.73 | D | 189,508 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.