SEC Form 4 · accession 0001127602-17-016695
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | S | 200 | $72.515 | D | 205,319 | D | |
| Common Stock | May 2, 2017 | S | 400 | $72.61 | D | 204,919 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.68 | D | 204,719 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.58 | D | 204,419 | D | |
| Common Stock | May 2, 2017 | S | 400 | $72.52 | D | 204,019 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.54 | D | 203,919 | D | |
| Common Stock | May 2, 2017 | S | 203 | $72.63 | D | 203,716 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.59 | D | 203,516 | D | |
| Common Stock | May 2, 2017 | S | 1,300 | $72.53 | D | 202,216 | D | |
| Common Stock | May 2, 2017 | S | 400 | $72.51 | D | 201,816 | D | |
| Common Stock | May 2, 2017 | S | 710 | $72.49 | D | 201,106 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.34 | D | 200,806 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.295 | D | 200,606 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.25 | D | 200,506 | D | |
| Common Stock | May 2, 2017 | S | 500 | $72.32 | D | 200,006 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.255 | D | 199,806 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.31 | D | 199,606 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.28 | D | 199,306 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.26 | D | 199,206 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.275 | D | 198,906 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.27 | D | 198,706 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.29 | D | 198,406 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.