SEC Form 4 · accession 0001127602-17-016690
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | S | 100 | $73.06 | D | 208,114 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.93 | D | 208,014 | D | |
| Common Stock | May 2, 2017 | S | 100 | $73.10 | D | 207,914 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.86 | D | 207,814 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.4825 | D | 207,714 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.405 | D | 207,614 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.2925 | D | 207,514 | D | |
| Common Stock | May 2, 2017 | S | 300 | $72.30 | D | 207,214 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.315 | D | 207,114 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.535 | D | 207,014 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.555 | D | 206,914 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.67 | D | 206,814 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.445 | D | 206,714 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.55 | D | 206,514 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.5675 | D | 206,414 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.7325 | D | 206,314 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.84 | D | 206,114 | D | |
| Common Stock | May 2, 2017 | S | 200 | $72.77 | D | 205,914 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.7925 | D | 205,814 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.75 | D | 205,714 | D | |
| Common Stock | May 2, 2017 | S | 100 | $72.565 | D | 205,614 | D | |
| Common Stock | May 2, 2017 | S | 95 | $72.76 | D | 205,519 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.