SEC Form 4 · accession 0001127602-17-016422
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | S | 227 | $73.08 | D | 195,965 | D | |
| Common Stock | May 1, 2017 | S | 600 | $73.09 | D | 195,365 | D | |
| Common Stock | May 1, 2017 | S | 385 | $73.10 | D | 194,980 | D | |
| Common Stock | May 1, 2017 | S | 300 | $73.20 | D | 194,680 | D | |
| Common Stock | May 1, 2017 | S | 203 | $73.30 | D | 194,477 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.2225 | D | 194,377 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.21 | D | 194,177 | D | |
| Common Stock | May 1, 2017 | S | 323 | $73.17 | D | 193,854 | D | |
| Common Stock | May 1, 2017 | S | 300 | $73.19 | D | 193,554 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.27 | D | 193,354 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.26 | D | 193,154 | D | |
| Common Stock | May 1, 2017 | S | 414 | $73.24 | D | 192,740 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.31 | D | 192,640 | D | |
| Common Stock | May 1, 2017 | S | 294 | $73.33 | D | 192,346 | D | |
| Common Stock | May 1, 2017 | S | 171 | $73.37 | D | 192,175 | D | |
| Common Stock | May 1, 2017 | S | 198 | $73.39 | D | 191,977 | D | |
| Common Stock | May 1, 2017 | S | 688 | $73.49 | D | 191,289 | D | |
| Common Stock | May 1, 2017 | S | 425 | $73.43 | D | 190,864 | D | |
| Common Stock | May 1, 2017 | S | 300 | $73.41 | D | 190,564 | D | |
| Common Stock | May 1, 2017 | S | 352 | $73.46 | D | 190,212 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.53 | D | 190,112 | D | |
| Common Stock | May 1, 2017 | S | 800 | $73.51 | D | 189,312 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.