SEC Form 4 · accession 0001127602-17-016415
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | S | 100 | $73.91 | D | 199,980 | D | |
| Common Stock | May 1, 2017 | S | 300 | $73.86 | D | 199,680 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.95 | D | 199,580 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.92 | D | 199,480 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.89 | D | 199,380 | D | |
| Common Stock | May 1, 2017 | S | 100 | $74.04 | D | 199,280 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.66 | D | 199,180 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.65 | D | 199,080 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.28 | D | 198,980 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.32 | D | 198,880 | D | |
| Common Stock | May 1, 2017 | S | 169 | $73.35 | D | 198,711 | D | |
| Common Stock | May 1, 2017 | S | 400 | $73.14 | D | 198,311 | D | |
| Common Stock | May 1, 2017 | S | 300 | $73.16 | D | 198,011 | D | |
| Common Stock | May 1, 2017 | S | 402 | $73.15 | D | 197,609 | D | |
| Common Stock | May 1, 2017 | S | 400 | $73.29 | D | 197,209 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.22 | D | 197,109 | D | |
| Common Stock | May 1, 2017 | S | 179 | $73.18 | D | 196,930 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.07 | D | 196,830 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.01 | D | 196,630 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.1025 | D | 196,530 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.12 | D | 196,330 | D | |
| Common Stock | May 1, 2017 | S | 138 | $73.11 | D | 196,192 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.