SEC Form 4 · accession 0001127602-17-016410
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | S | 100 | $73.64 | D | 203,959 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.68 | D | 203,859 | D | |
| Common Stock | May 1, 2017 | S | 400 | $72.90 | D | 203,459 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.76 | D | 203,259 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.91 | D | 203,159 | D | |
| Common Stock | May 1, 2017 | S | 300 | $72.95 | D | 202,859 | D | |
| Common Stock | May 1, 2017 | S | 400 | $72.96 | D | 202,459 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.00 | D | 202,359 | D | |
| Common Stock | May 1, 2017 | S | 400 | $72.97 | D | 201,959 | D | |
| Common Stock | May 1, 2017 | S | 300 | $73.02 | D | 201,659 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.34 | D | 201,459 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.59 | D | 201,359 | D | |
| Common Stock | May 1, 2017 | S | 79 | $73.60 | D | 201,280 | D | |
| Common Stock | May 1, 2017 | S | 23 | $73.75 | D | 201,257 | D | |
| Common Stock | May 1, 2017 | S | 157 | $73.76 | D | 201,100 | D | |
| Common Stock | May 1, 2017 | S | 88 | $73.78 | D | 201,012 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.73 | D | 200,812 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.81 | D | 200,612 | D | |
| Common Stock | May 1, 2017 | S | 132 | $73.85 | D | 200,480 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.87 | D | 200,280 | D | |
| Common Stock | May 1, 2017 | S | 100 | $74.00 | D | 200,180 | D | |
| Common Stock | May 1, 2017 | S | 100 | $74.01 | D | 200,080 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.