SEC Form 4 · accession 0001127602-17-016408
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | S | 29 | $72.15 | D | 207,467 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.07 | D | 207,367 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.05 | D | 207,267 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.075 | D | 207,167 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.12 | D | 207,067 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.37 | D | 206,967 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.38 | D | 206,867 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.39 | D | 206,667 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.50 | D | 206,467 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.56 | D | 206,267 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.55 | D | 206,067 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.68 | D | 205,967 | D | |
| Common Stock | May 1, 2017 | S | 181 | $72.82 | D | 205,786 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.86 | D | 205,586 | D | |
| Common Stock | May 1, 2017 | S | 200 | $72.93 | D | 205,386 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.635 | D | 205,286 | D | |
| Common Stock | May 1, 2017 | S | 100 | $72.69 | D | 205,186 | D | |
| Common Stock | May 1, 2017 | S | 300 | $72.85 | D | 204,886 | D | |
| Common Stock | May 1, 2017 | S | 327 | $73.03 | D | 204,559 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.13 | D | 204,359 | D | |
| Common Stock | May 1, 2017 | S | 200 | $73.06 | D | 204,159 | D | |
| Common Stock | May 1, 2017 | S | 100 | $73.42 | D | 204,059 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.