SEC Form 4 · accession 0001127602-17-016169
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | S | 600 | $72.435 | D | 189,175 | D | |
| Common Stock | Apr 28, 2017 | S | 715 | $72.50 | D | 188,460 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.445 | D | 188,360 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.475 | D | 188,260 | D | |
| Common Stock | Apr 28, 2017 | S | 373 | $72.51 | D | 187,887 | D | |
| Common Stock | Apr 28, 2017 | S | 254 | $72.45 | D | 187,633 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.53 | D | 187,533 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.57 | D | 187,333 | D | |
| Common Stock | Apr 28, 2017 | S | 300 | $72.48 | D | 187,033 | D | |
| Common Stock | Apr 28, 2017 | S | 660 | $72.47 | D | 186,373 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.