SEC Form 4 · accession 0001127602-17-016167
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | S | 100 | $72.785 | D | 194,881 | D | |
| Common Stock | Apr 28, 2017 | S | 239 | $72.76 | D | 194,642 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.75 | D | 194,442 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.725 | D | 194,342 | D | |
| Common Stock | Apr 28, 2017 | S | 215 | $72.78 | D | 194,127 | D | |
| Common Stock | Apr 28, 2017 | S | 309 | $72.73 | D | 193,818 | D | |
| Common Stock | Apr 28, 2017 | S | 400 | $72.71 | D | 193,418 | D | |
| Common Stock | Apr 28, 2017 | S | 93 | $72.68 | D | 193,325 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.6525 | D | 193,225 | D | |
| Common Stock | Apr 28, 2017 | S | 17 | $72.60 | D | 193,208 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.59 | D | 193,108 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.54 | D | 193,008 | D | |
| Common Stock | Apr 28, 2017 | S | 101 | $72.52 | D | 192,907 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.535 | D | 192,707 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.455 | D | 192,607 | D | |
| Common Stock | Apr 28, 2017 | S | 300 | $72.4775 | D | 192,307 | D | |
| Common Stock | Apr 28, 2017 | S | 551 | $72.46 | D | 191,756 | D | |
| Common Stock | Apr 28, 2017 | S | 300 | $72.49 | D | 191,456 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.4475 | D | 191,356 | D | |
| Common Stock | Apr 28, 2017 | S | 753 | $72.43 | D | 190,603 | D | |
| Common Stock | Apr 28, 2017 | S | 471 | $72.44 | D | 190,132 | D | |
| Common Stock | Apr 28, 2017 | S | 357 | $72.42 | D | 189,775 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.