SEC Form 4 · accession 0001127602-17-016165
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | S | 85 | $73.07 | D | 198,234 | D | |
| Common Stock | Apr 28, 2017 | S | 108 | $73.09 | D | 198,126 | D | |
| Common Stock | Apr 28, 2017 | S | 114 | $73.02 | D | 198,012 | D | |
| Common Stock | Apr 28, 2017 | S | 175 | $73.11 | D | 197,837 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.03 | D | 197,737 | D | |
| Common Stock | Apr 28, 2017 | S | 190 | $73.01 | D | 197,547 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.94 | D | 197,447 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.83 | D | 197,247 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.74 | D | 197,147 | D | |
| Common Stock | Apr 28, 2017 | S | 317 | $72.87 | D | 196,830 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.85 | D | 196,630 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.82 | D | 196,430 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.81 | D | 196,330 | D | |
| Common Stock | Apr 28, 2017 | S | 285 | $72.80 | D | 196,045 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.79 | D | 195,845 | D | |
| Common Stock | Apr 28, 2017 | S | 300 | $72.77 | D | 195,545 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $72.67 | D | 195,345 | D | |
| Common Stock | Apr 28, 2017 | S | 14 | $72.69 | D | 195,331 | D | |
| Common Stock | Apr 28, 2017 | S | 86 | $72.63 | D | 195,245 | D | |
| Common Stock | Apr 28, 2017 | S | 14 | $72.64 | D | 195,231 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.62 | D | 195,131 | D | |
| Common Stock | Apr 28, 2017 | S | 150 | $72.70 | D | 194,981 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.