SEC Form 4 · accession 0001127602-17-016163
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | S | 500 | $73.40 | D | 200,349 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.38 | D | 200,249 | D | |
| Common Stock | Apr 28, 2017 | S | 168 | $73.43 | D | 200,081 | D | |
| Common Stock | Apr 28, 2017 | S | 32 | $73.41 | D | 200,049 | D | |
| Common Stock | Apr 28, 2017 | S | 15 | $73.37 | D | 200,034 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.36 | D | 199,934 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.31 | D | 199,834 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.165 | D | 199,734 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.97 | D | 199,634 | D | |
| Common Stock | Apr 28, 2017 | S | 25 | $73.17 | D | 199,609 | D | |
| Common Stock | Apr 28, 2017 | S | 114 | $73.05 | D | 199,495 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.98 | D | 199,395 | D | |
| Common Stock | Apr 28, 2017 | S | 186 | $73.04 | D | 199,209 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.99 | D | 199,109 | D | |
| Common Stock | Apr 28, 2017 | S | 10 | $72.93 | D | 199,099 | D | |
| Common Stock | Apr 28, 2017 | S | 90 | $72.92 | D | 199,009 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $72.84 | D | 198,909 | D | |
| Common Stock | Apr 28, 2017 | S | 83 | $72.90 | D | 198,826 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.00 | D | 198,726 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.06 | D | 198,626 | D | |
| Common Stock | Apr 28, 2017 | S | 100 | $73.1075 | D | 198,526 | D | |
| Common Stock | Apr 28, 2017 | S | 207 | $73.10 | D | 198,319 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Daughter - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 1,000 | I | By Son - Custodial Brokerage Account | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.