SEC Form 4/A · accession 0001127602-17-016154
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
J Walker Brian
Officer — Chief Accounting Officer
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 949 | $41.37 | A | 10,704 | D | |
| Common Stock | holding | — | — | — | 232 | I | by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.37 | Apr 27, 2017 | M | 949 | D | Jan 1, 2012 | Jan 1, 2019 | Common Stock | 949 | 0 | D |
Explanation of responses
- F1Transaction was previously reported under an incorrect code.
- F2Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014