SEC Form 4 · accession 0001127602-17-015890
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Hagedorn
Officer — President of Subsidiary
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2017 | M | 600 | $41.71 | A | 59,935 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $76.50 | D | 59,835 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $76.61 | D | 59,735 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $76.50 | D | 59,635 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $76.84 | D | 59,535 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $76.59 | D | 59,435 | D | |
| Common Stock | Apr 27, 2017 | S | 100 | $76.50 | D | 59,335 | D | |
| Common Stock | holding | — | — | — | 260 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.71 | Apr 27, 2017 | M | 600 | D | Jan 1, 2014 | Jan 1, 2021 | Common Stock | 600 | 7,457 | D |
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock
- F2Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015