SEC Form 4 · accession 0001127602-17-007821
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Terry
Officer — Chief Lending Officer
Period of report
Feb 22, 2017
Accepted (ET)
Feb 22, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 2,000 | $38.54 | A | 28,183 | D | |
| Common Stock | Feb 22, 2017 | F | 962 | $80.14 | D | 27,221 | D | |
| Common Stock | holding | — | — | — | 4,238 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $38.54 | Feb 22, 2017 | M | 2,000 | D | Nov 20, 2010 | Dec 20, 2017 | Common Stock | 2,000 | 0 | D |