SEC Form 4 · accession 0001127602-17-002370
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 23, 2017 | D | 1,103 | $0.00 | D | 172,465 | D | |
| Common Stock | Jan 23, 2017 | F | 2,556 | $73.36 | D | 169,909 | D | |
| Common StockF3 | holding | — | — | — | 1,902 | I | By Esop | |
| Common Stock | holding | — | — | — | 0 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock
- F2Reflects the transfer of common stock from the TUW R Crosby Kemper Trust for John.
- F3Reflects ESOP allocations, dispositions and dividend reinvestment that have occurred since the date of the reporting person's last ownership report.