SEC Form 4 · accession 0001127602-16-070078
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer M Payne
Officer — Sr. Vice President
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2016 | M | 500 | $36.36 | A | 7,078 | D | |
| Common Stock | Dec 13, 2016 | F | 230 | $79.345 | D | 6,848 | D | |
| Common Stock | Dec 13, 2016 | M | 700 | $38.54 | A | 7,548 | D | |
| Common Stock | Dec 13, 2016 | F | 341 | $79.345 | D | 7,207 | D | |
| Common Stock | holding | — | — | — | 387 | I | By 401k | |
| Common Stock | holding | — | — | — | 170 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.36 | Dec 13, 2016 | M | 500 | D | Nov 13, 2006 | Dec 13, 2016 | Common Stock | 500 | 0 | D |
| Stock Option (Right to Buy) | $38.54 | Dec 13, 2016 | M | 700 | D | Nov 20, 2010 | Dec 20, 2017 | Common Stock | 700 | 0 | D |
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock