SEC Form 4 · accession 0001127602-16-069962
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian R Swett
Officer — EVP/Chief Credit Officer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | M | 1,400 | $36.36 | A | 7,219 | D | |
| Common Stock | holding | — | — | — | 849 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.36 | Dec 12, 2016 | M | 1,400 | D | Nov 13, 2009 | Dec 13, 2016 | Common Stock | 1,400 | 0 | D |
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock